Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Eddie Pollard

  IRN MEP00016

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Mark Eldor

  IRN MBE01010

  • CF21 Investment Adviser (24 Mar 2004 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (18 Feb 2003 to 24 Mar 2004)
• Mark Fallon

  IRN MXF00007

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Mark Frank Winston Payton

  IRN MFP00006

  • CF21 Investment Adviser (31 Jul 2003 to 31 Jan 2005)
  • CF22 Investment Adviser (Trainee) (15 Oct 2002 to 31 Jul 2003)
• Mark Geoffrey Harrison

  IRN MGH00006

  • CF22 Investment Adviser (Trainee) (6 May 2003 to 4 Oct 2003)
• Mark George Williams

  IRN MGW00029

  • CF21 Investment Adviser (3 Jun 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (25 Jun 2002 to 3 Jun 2003)
• Mark Graeme Walpole

  IRN MGW01071

  • CF21 Investment Adviser (1 Dec 2003 to 28 Aug 2004)
  • CF7 Sole Trader (AR) (28 Apr 2003 to 28 Aug 2004)
  • CF22 Investment Adviser (Trainee) (28 Apr 2003 to 1 Dec 2003)
• Mark Graham Lynch

  IRN MGL00018

  • CF21 Investment Adviser (4 Apr 2005 to 26 Sep 2005)
  • CF22 Investment Adviser (Trainee) (23 Dec 2002 to 4 Apr 2005)
• Mark Hardiman

  IRN MXH91165

  • [FCA CF] Significant management (7 Nov 2022 to 27 Feb 2024)
  • [FCA CF] Client dealing (7 Nov 2022 to 8 Nov 2022)
• Mark Hesketh

  IRN MXH01424

  • CF28 Systems and controls (8 Nov 2016 to 7 Jun 2017)
  • CF1 Director (8 Nov 2016 to 7 Jun 2017)

• Marketing Services (Scotland) Ltd (no longer appointed)

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• Joseph Wallace Insurance Service (no longer appointed)

  FRN 229104 · Appointed 23 Oct 2003 · Until 28 Jul 2005

• Sea Sense Mortgages Ltd (no longer appointed)

  FRN 228858 · Appointed 9 Oct 2003 · Until 10 Mar 2005

• Mortgage Makers (UK) Ltd (no longer appointed)

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• Clear Thinking Solutions Ltd (no longer appointed)

  FRN 228624 · Appointed 24 Sep 2003 · Until 31 Oct 2004

• ADS Mortgage & Financial Planning Ltd (no longer appointed)

  FRN 228575 · Appointed 19 Sep 2003 · Until 31 Oct 2004

• John S Pidgeon & Associates Ltd (no longer appointed)

  FRN 228563 · Appointed 18 Sep 2003 · Until 31 Oct 2004

• Bradley & Howe Financial Services Ltd (no longer appointed)

  FRN 228108 · Appointed 27 Aug 2003 · Until 31 Oct 2004

• Creative Wealth Limited (no longer appointed)

  FRN 227854 · Appointed 22 Aug 2003 · Until 1 Oct 2003

• Small Business Services (no longer appointed)

  FRN 200323 · Appointed 21 Aug 2003 · Until 31 Oct 2004

No changes recorded yet.