Elevate Portfolio Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1 Broadway ParkSouth Gyle BroadwayEdinburghMidlothianEH12 9JQUNITED KINGDOM- Phone
- +441313727298
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Complaints Contact
ElevatePO Box 6877BasingstokeRG24 4RTUNITED KINGDOM- Phone
- +443456002399
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
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Trades With You Directly
For Retail (Investment), Personal pension scheme
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- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
For Personal pension scheme
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Investment Setup
For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Philip Louis Oddy
IRN PLO01008
- (1227)CF21 Investment Adviser (22 Jan 2003 to 11 Jul 2003)
- (1226)CF22 Investment Adviser (Trainee) (17 May 2002 to 22 Jan 2003)
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Philip Martyn Ashley
IRN PMA00005
- (1163)CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2003)
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Philip Paul Robson
IRN PPR01014
- (1134)CF4 Partner (AR) (31 Mar 2003 to 30 Oct 2004)
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Philip Strone Stewart MacPherson
IRN SXM01658
- (759)CF2 Non Executive Director (1 Dec 2001 to 20 Feb 2002)
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Philip William Taylor
IRN PWT00007
- (421)CF21 Investment Adviser (1 Dec 2001 to 9 Sep 2003)
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Philippe Louis Herbert Maso Y Guell Rivet
IRN PLM01028
- (146)CF28 Systems and controls (1 Nov 2007 to 11 Apr 2008)
- (147)CF14 Risk Assessment (22 Feb 2005 to 31 Oct 2007)
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Phillip Desmond Thomas
IRN PDT00013
- (45)CF22 Investment Adviser (Trainee) (15 Dec 2003 to 1 May 2004)
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Phillip John Harris
IRN PJH00015
- (691)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2004)
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Rachael Ella-Beth Buchanan
IRN REB01074
- (2230)CF4 Partner (AR) (26 Jun 2003 to 31 Oct 2004)
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Rachel Ann Price
IRN RAP00078
- (1383)CF21 Investment Adviser (1 Nov 2002 to 31 Dec 2004)
- (1382)CF22 Investment Adviser (Trainee) (17 Apr 2002 to 1 Nov 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Warren Brown Estate Agents (no longer appointed)
FRN 179512 · Appointed 1 Apr 1985 · Until 12 Feb 2004
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Staff Scheme Assurance Services (no longer appointed)
FRN 165277 · Appointed 1 Mar 1985 · Until 31 Dec 2004
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Postal Staff Assurance Services (no longer appointed)
FRN 200775 · Appointed 1 Mar 1985 · Until 16 Sep 2002
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Luton Town Football & Athletic Co Ltd (no longer appointed)
FRN 175373 · Appointed 1 Jan 1985 · Until 16 Sep 2002
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Terry Sayers Financial Planning Services (no longer appointed)
FRN 136509 · Appointed 1 Nov 1984 · Until 16 Sep 2002
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Edenbrow Financial Advisers (no longer appointed)
FRN 200988 · Appointed 6 Apr 1984 · Until 31 Oct 2004
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Kingbro Insurance and Financial Services (no longer appointed)
FRN 157509 · Appointed 1 Apr 1984 · Until 24 Mar 2003
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: Architas
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trading name added: aberdeen
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trading name added: Sun Life Portfolio Counselling Services Limited
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trading name added: AXA Sun Life Portfolio Services Limited
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trading name added: AXA Portfolio Services Limited
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trading name added: AXA Wealth
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trading name added: AXA Self Investor
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trading name added: AXA Distribution Services
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controlled function added: (60)SMF10 Chair of the Risk Committee
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controlled function added: (59)SMF5 Head of Internal Audit