Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lee Howell

  IRN LJH00010

  • CF21 Investment Adviser (12 Dec 2003 to 3 Sep 2005)
  • CF4 Partner (AR) (23 Jul 2003 to 24 Apr 2005)
  • CF22 Investment Adviser (Trainee) (24 Sep 2002 to 3 Mar 2003)
• Lee James Coles

  IRN LJC00042

  • CF24 Pension Transfer Specialist (24 Apr 2002 to 24 Apr 2002)
  • CF21 Investment Adviser (24 Apr 2002 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Apr 2002)
• Lee Jonathan Parker

  IRN LJP00010

  • CF22 Investment Adviser (Trainee) (5 Mar 2003 to 12 Aug 2003)
• Lee Mark Emery

  IRN LME00014

  • CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2002)
• Lee Morford

  IRN LXM00047

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Jul 2002)
• Leigh Fitchett

  IRN LXF00007

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Leonard Philip Roderick

  IRN LPR00004

  • CF21 Investment Adviser (8 Dec 2003 to 30 Sep 2004)
  • CF22 Investment Adviser (Trainee) (19 May 2003 to 8 Dec 2003)
• Lesley Jean Keane

  IRN LJK00012

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Sep 2002)
• Leslie John Dellow

  IRN LJD00011

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Lisa Lucchesi

  IRN LXL26274

  • SMF4 Chief Risk (26 Apr 2024 to 7 Apr 2025)
  • [FCA CF] Manager of certification employee (12 Mar 2024 to 26 Apr 2024)
  • [FCA CF] Material risk taker (12 Mar 2024 to 26 Apr 2024)
  • [FCA CF] Significant management (12 Mar 2024 to 26 Apr 2024)

• McKenzie Arthur Financial Management (no longer appointed)

  FRN 231835 · Appointed 23 Feb 2004 · Until 31 Oct 2004

• Carleton Independent Financial Advisors (no longer appointed)

  FRN 231366 · Appointed 30 Jan 2004 · Until 31 Oct 2004

• Sound Financial Solutions Ltd (no longer appointed)

  FRN 231030 · Appointed 15 Jan 2004 · Until 31 Oct 2004

• Cooper & Boreham Financial Planning Ltd (no longer appointed)

  FRN 231007 · Appointed 14 Jan 2004 · Until 31 Oct 2004

• Lion Financial Services (no longer appointed)

  FRN 229747 · Appointed 25 Nov 2003 · Until 20 Dec 2004

• Eugene Jennings (no longer appointed)

  FRN 229654 · Appointed 21 Nov 2003 · Until 21 Mar 2005

• Approved Financial Solutions Ltd (no longer appointed)

  FRN 229211 · Appointed 31 Oct 2003 · Until 31 Oct 2004

• MCM Financial Management Ltd (no longer appointed)

  FRN 229118 · Appointed 27 Oct 2003 · Until 31 Oct 2004

• Freemac (no longer appointed)

  FRN 229119 · Appointed 27 Oct 2003 · Until 31 Oct 2004

• Kymin Mortgage Services Ltd (no longer appointed)

  FRN 229117 · Appointed 27 Oct 2003 · Until 24 Feb 2005

No changes recorded yet.