Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

  Show 3 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Susan Jane Abbott

  IRN SJP00019

  • CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2002)
• Susan Jane Brown

  IRN SJB00156

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Susan Jayne Draisey-Kerr

  IRN SJD00089

  • CF22 Investment Adviser (Trainee) (18 Jul 2002 to 15 Apr 2003)
• Susanna Lee Russell

  IRN SLR00009

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
• Tamsin Jane Balfour

  IRN TJB01139

  • [FCA CF] Significant management (9 Dec 2019 to 6 Mar 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
• Tanya Catherine Castell

  IRN TCC01046

  • CF2 Non Executive Director (19 Mar 2019 to 8 Dec 2019)
• Terence Cowan

  IRN TOC00001

  • CF21 Investment Adviser (26 Nov 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (25 Apr 2003 to 26 Nov 2003)
  • CF4 Partner (AR) (25 Apr 2003 to 31 Oct 2004)
• Terence Harold Marshall

  IRN THM00004

  • CF22 Investment Adviser (Trainee) (2 Sep 2004 to 31 Oct 2004)
  • CF1 Director (AR) (2 Sep 2004 to 4 Aug 2005)
• Terence Henry Else

  IRN THE00001

  • CF1 Director (AR) (1 Dec 2001 to 18 Oct 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2004)
• Terence McDonnell

  IRN TXM00040

  • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)

• M Byrne Insurance (no longer appointed)

  FRN 401409 · Appointed 15 Jun 2004 · Until 31 Oct 2004

• Case (UK) Corporation Ltd (no longer appointed)

  FRN 401336 · Appointed 10 Jun 2004 · Until 31 Oct 2004

• Parklane Mortgage & Financial Exchange (no longer appointed)

  FRN 401208 · Appointed 3 Jun 2004 · Until 31 Oct 2004

• Alan Bell Mortgages Ltd (no longer appointed)

  FRN 401092 · Appointed 26 May 2004 · Until 31 Oct 2004

• J.J. Collins Financial Services (no longer appointed)

  FRN 401071 · Appointed 25 May 2004 · Until 31 Oct 2004

• Tony Walker Financial Planning Services (no longer appointed)

  FRN 401070 · Appointed 25 May 2004 · Until 31 Oct 2004

• Martin Currington Estate Agents (no longer appointed)

  FRN 401003 · Appointed 20 May 2004 · Until 31 Oct 2004

• Donohue Financial Planning Limited (no longer appointed)

  FRN 231998 · Appointed 2 Mar 2004 · Until 31 Oct 2004

• Elliots Financial Services (no longer appointed)

  FRN 231916 · Appointed 27 Feb 2004 · Until 31 Oct 2004

• Axa Sun Life Direct Ltd (no longer appointed)

  FRN 151628 · Appointed 25 Feb 2004 · Until 31 Oct 2004

No changes recorded yet.