Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

  Show 3 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Byrne

  IRN MXB00025

  • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
• Michael Colin Doman

  IRN MCD00007

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Michael David Smith

  IRN MDS00016

  • CF21 Investment Adviser (7 May 2003 to 1 Aug 2005)
  • CF22 Investment Adviser (Trainee) (16 Jul 2002 to 7 May 2003)
• Michael David Williams

  IRN MDW00020

  • CF21 Investment Adviser (11 Dec 2003 to 30 Sep 2004)
  • CF22 Investment Adviser (Trainee) (16 May 2003 to 11 Dec 2003)
• Michael Edward Claxton

  IRN MEC01068

  • CF21 Investment Adviser (18 Sep 2003 to 6 Sep 2004)
  • CF22 Investment Adviser (Trainee) (7 Mar 2003 to 18 Sep 2003)
• Michael Foy

  IRN MXF00051

  • CF21 Investment Adviser (25 May 2004 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (29 Oct 2003 to 25 May 2004)
• Michael Francis Weedon

  IRN MFW00006

  • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
• Michael Frank Hall

  IRN MFH00001

  • CF21 Investment Adviser (20 Jul 2004 to 1 Dec 2004)
  • CF22 Investment Adviser (Trainee) (11 Dec 2003 to 20 Jul 2004)
• Michael Frederick Collenette

  IRN MFC01036

  • CF22 Investment Adviser (Trainee) (16 Oct 2002 to 18 Apr 2003)
• Michael Gordon Blair

  IRN MXB02258

  • [FCA CF] Significant management (7 Sep 2022 to 31 Jul 2023)

• Optimize Financial Services Ltd (no longer appointed)

  FRN 220589 · Appointed 20 Nov 2002 · Until 31 Oct 2004

• Niche Financial Services (no longer appointed)

  FRN 220201 · Appointed 20 Nov 2002 · Until 21 Jan 2005

• L & W Financial Services (no longer appointed)

  FRN 220827 · Appointed 20 Nov 2002 · Until 31 Oct 2004

• Hall & Partners Wealth Management Ltd (no longer appointed)

  FRN 220588 · Appointed 20 Nov 2002 · Until 31 Oct 2004

• Fallowell Financial Ltd (no longer appointed)

  FRN 219613 · Appointed 20 Nov 2002 · Until 22 Jun 2004

• Hayes Wealth Management (no longer appointed)

  FRN 220765 · Appointed 20 Nov 2002 · Until 31 Oct 2004

• Safeguard Mortgage Services (no longer appointed)

  FRN 186466 · Appointed 20 Nov 2002 · Until 31 Oct 2004

• McCormick Financial Consultancy Ltd (no longer appointed)

  FRN 214491 · Appointed 1 Dec 2001 · Until 31 Oct 2004

• Desmond Gooderham (no longer appointed)

  FRN 214680 · Appointed 1 Dec 2001 · Until 21 Jan 2003

• David Simmonite (no longer appointed)

  FRN 214682 · Appointed 1 Dec 2001 · Until 21 Jan 2003

No changes recorded yet.