Elevate Portfolio Services Limited

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FRN: 144849
Date authorised: 1 April 2013
Companies House: 01128611
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

1 Broadway Park

South Gyle Broadway

Edinburgh

Midlothian

EH12 9JQ

UNITED KINGDOM

Phone

+441313727298

Web

https://www.aberdeenadviser.com
Complaints Contact

Elevate

PO Box 6877

Basingstoke

RG24 4RT

UNITED KINGDOM

Phone

+443456002399

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
Trades With You Directly

For Retail (Investment), Personal pension scheme
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- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions

For Personal pension scheme
Investment Setup

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Gary Leslie Worf
IRN GLW00004
- CF4 Partner (13 Feb 2002 to 25 Feb 2002)
- CF22 Investment Adviser (Trainee) (13 Feb 2002 to 25 Feb 2002)
Gary Lindsay Pollard
IRN GLP00001
- CF1 Director (AR) (19 Dec 2002 to 21 Apr 2005)
Gary McPhail
IRN GXM00029
- CF21 Investment Adviser (25 May 2005 to 26 Sep 2005)
- CF22 Investment Adviser (Trainee) (26 Oct 2004 to 25 May 2005)
Gary Michael Cook
IRN GMC00052
- CF21 Investment Adviser (29 Sep 2003 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (17 Dec 2002 to 29 Sep 2003)
Gary Michael Leftley
IRN GML00008
- CF21 Investment Adviser (8 Jul 2004 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (23 Jan 2004 to 8 Jul 2004)
Gary Minton
IRN GXM01359
- CF21 Investment Adviser (30 Jan 2003 to 29 Oct 2004)
- CF22 Investment Adviser (Trainee) (6 Feb 2002 to 30 Jan 2003)
Gary Nathan Brettle
IRN GNB00007
- CF21 Investment Adviser (18 Aug 2003 to 26 Nov 2004)
- CF22 Investment Adviser (Trainee) (12 Feb 2003 to 18 Aug 2003)
Gary Nicol
IRN GXN00021
- CF22 Investment Adviser (Trainee) (31 Jul 2002 to 27 Jun 2003)
- CF4 Partner (AR) (31 Jul 2002 to 31 Oct 2004)
Gary Oswell
IRN GXO00012
- CF21 Investment Adviser (25 Jun 2003 to 21 Aug 2003)
- CF22 Investment Adviser (Trainee) (11 Apr 2002 to 25 Jun 2003)
Gary Paul Bennett
IRN GPB01067
- CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (1 Nov 2002 to 1 Nov 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

William Allan Financial Services (no longer appointed)
FRN 218003 · Appointed 21 Nov 2002 · Until 31 Oct 2004
Ian Frazer Insurance Brokers Limited (no longer appointed)
FRN 220512 · Appointed 21 Nov 2002 · Until 31 Oct 2004
Partners Life (no longer appointed)
FRN 219931 · Appointed 21 Nov 2002 · Until 6 Jul 2004
Elite Financial Advice Ltd (no longer appointed)
FRN 219846 · Appointed 21 Nov 2002 · Until 31 Oct 2004
Rogers & Govier (no longer appointed)
FRN 220004 · Appointed 21 Nov 2002 · Until 1 Aug 2005
DAT Financial Services Ltd (no longer appointed)
FRN 217606 · Appointed 20 Nov 2002 · Until 31 Oct 2004
Damien Mallon (no longer appointed)
FRN 219942 · Appointed 20 Nov 2002 · Until 9 Mar 2004
L & W Financial Services (no longer appointed)
FRN 220827 · Appointed 20 Nov 2002 · Until 31 Oct 2004
Hall & Partners Wealth Management Ltd (no longer appointed)
FRN 220588 · Appointed 20 Nov 2002 · Until 31 Oct 2004
Ian Frazer Financial Management Ltd (no longer appointed)
FRN 219932 · Appointed 20 Nov 2002 · Until 31 Oct 2004

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.