Gary Michael Leftley

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shackleton Advisers Limited

    FRN 163291

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2025)
  • ELLIS BATES WEALTH MANAGEMENT LTD

    FRN 631117

    • (91)4. Giving personal recommendations on retail investment products which are not broker funds
    • (90)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (88)[FCA CF] Client dealing (30 Aug 2022 to 7 Apr 2026)
    • (89)[FCA CF] Functions requiring qualifications (30 Aug 2022 to 7 Apr 2026)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Functions requiring qualifications (27 Apr 2020 to 25 Aug 2022)
    • [FCA CF] Client dealing (27 Apr 2020 to 25 Aug 2022)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF30 Customer (7 Jan 2016 to 6 Jul 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (22 Mar 2011 to 14 Jun 2013)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (1 Nov 2007 to 14 Mar 2011)
    • CF21 Investment Adviser (8 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Nov 2006 to 8 Jun 2007)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (8 Jul 2004 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (23 Jan 2004 to 8 Jul 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (8 Jul 2004 to 27 Oct 2006)
    • CF22 Investment Adviser (Trainee) (23 Jan 2004 to 8 Jul 2004)
  • ADS Mortgage & Financial Planning Ltd (no longer approved here)

    FRN 228575

    • Employed By (23 Jan 2004 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Client dealing at ELLIS BATES WEALTH MANAGEMENT LTD

  2. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at ELLIS BATES WEALTH MANAGEMENT LTD

  3. controlled function removed: [FCA CF] Functions requiring qualifications at ELLIS BATES WEALTH MANAGEMENT LTD

  4. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at ELLIS BATES WEALTH MANAGEMENT LTD

  5. controlled function added: (88)[FCA CF] Client dealing at ELLIS BATES WEALTH MANAGEMENT LTD

  6. controlled function added: (89)[FCA CF] Functions requiring qualifications at ELLIS BATES WEALTH MANAGEMENT LTD

  7. controlled function added: (90)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at ELLIS BATES WEALTH MANAGEMENT LTD

  8. controlled function added: (91)4. Giving personal recommendations on retail investment products which are not broker funds at ELLIS BATES WEALTH MANAGEMENT LTD