Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michelle Marie Donohue

  IRN MMD01025

  • CF1 Director (AR) (11 Mar 2004 to 31 Oct 2004)
• Michelle Theresa Meredith

  IRN MTM00008

  • CF21 Investment Adviser (19 Sep 2002 to 31 Oct 2004)
• Mohammed Shaid Moughal

  IRN MSM01096

  • SMF18 Other Overall Responsibility (since 19 Jun 2024)
  • [FCA CF] Material risk taker (21 Jan 2022 to 31 Dec 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 19 Jun 2024)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 19 Jun 2024)
  • CF10a CASS Oversight function (4 Sep 2018 to 8 Dec 2019)
• Morag Elizabeth Wood

  IRN MEW01056

  • CF1 Director (AR) (25 Jul 2003 to 8 Jun 2005)
• Mukesh Jaykishan Rathod

  IRN MJR00024

  • CF4 Partner (AR) (1 Dec 2001 to 23 Sep 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 23 Sep 2002)
• Nasima Begum

  IRN NXB00262

  • [FCA CF] Significant management (5 Jul 2021 to 26 Aug 2022)
• Neil Francis Massam

  IRN NFM00002

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
• Neil George Christie

  IRN NGC00007

  • CF21 Investment Adviser (11 Jun 2003 to 30 Nov 2004)
  • CF22 Investment Adviser (Trainee) (9 Dec 2002 to 11 Jun 2003)
• Neil Howis Croxford

  IRN NHC01014

  • CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)
• Neil Lindsay Nicholson Machray

  IRN NLM01023

  • SMF3 Executive Director (7 Feb 2020 to 2 Feb 2022)
  • SMF2 Chief Finance (7 Feb 2020 to 22 Nov 2021)

• Ash Financial Solutions (no longer appointed)

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• Froggett Financial Mortgage Services Ltd (no longer appointed)

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• D.B. Financial Services (no longer appointed)

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• Complete Consulting UK Ltd (no longer appointed)

  FRN 213135 · Appointed 18 Feb 2003 · Until 18 Mar 2005

• Moneymatters (no longer appointed)

  FRN 211334 · Appointed 18 Feb 2003 · Until 31 Oct 2004

• M & N Financial Consultancy (no longer appointed)

  FRN 216762 · Appointed 18 Feb 2003 · Until 31 Oct 2004

• Alexander Knight Financial Management (no longer appointed)

  FRN 216694 · Appointed 18 Feb 2003 · Until 31 Oct 2004

• Cameron Scott Healthcare Ltd (no longer appointed)

  FRN 209808 · Appointed 18 Feb 2003 · Until 14 Jan 2005

• Albrighton Wealth Management Limited (no longer appointed)

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• Greystone Insurance (no longer appointed)

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No changes recorded yet.