Elara Capital Plc
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Elara Capital PLC6th FloorThe Grove248A Marylebone RoadLondonNW1 6JZUNITED KINGDOM- Phone
- +4402074675458
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Complaints Contact
Elara Capital PLC6th FloorThe Grove248A Marylebone RoadCity of WestministerLondonNW1 6JZUNITED KINGDOM- Phone
- +4402074869733
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Arie Rashid
IRN AXR01964
- CF30 Customer (25 May 2010 to 17 Nov 2011)
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Ashish Verma
IRN AXV01245
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] CASS oversight function (since 9 Dec 2019)
- CF29 Significant management (19 Oct 2016 to 8 Dec 2019)
- CF30 Customer (26 Apr 2010 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Nov 2009 to 14 Apr 2010)
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Atul Setia
IRN AXS01458
- CF30 Customer (28 Jul 2010 to 30 Jun 2015)
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Avinash Divakar Persaud
IRN ADP01054
- CF2 Non Executive Director (10 May 2007 to 8 Dec 2019)
- CF27 Investment Management (25 Aug 2004 to 15 Mar 2006)
- CF1 Director (25 Aug 2004 to 10 May 2007)
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Bhaskar Majumdar
IRN BXM01507
- CF30 Customer (21 Feb 2008 to 30 Dec 2008)
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Bruce William Christopher Ellis
IRN BWE01006
- CF30 Customer (24 Apr 2008 to 30 Sep 2008)
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Chaitanya Kumar Joshi
IRN CKJ01005
- CF30 Customer (3 Feb 2012 to 1 Oct 2012)
- CF1 Director (AR) (3 Feb 2012 to 1 Oct 2012)
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Damien Sticklen
IRN DCS01072
- CF30 Customer (3 Sep 2009 to 11 May 2010)
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David Maurice Somekh
IRN MXS02495
- CF30 Customer (29 Sep 2008 to 9 May 2011)
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Dhruv Rajani
IRN DXR01620
- CF30 Customer (27 May 2010 to 2 Jul 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Pinaki Asset Management Limited (no longer appointed)
FRN 608593 · Appointed 10 Oct 2013 · Until 5 Feb 2016
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.