Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Elara Capital Plc
FRN 221462
- [FCA CF] CASS oversight function (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF29 Significant management (19 Oct 2016 to 8 Dec 2019)
- CF30 Customer (26 Apr 2010 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Nov 2009 to 14 Apr 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.