Date authorised
1 March 2016
Companies House
09601428
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Broadwick Street
    London
    W1F 0DQ
    UNITED KINGDOM
    Phone
    +442081578181
  • Complaints Contact

    33 Broadwick Street
    London
    W1F 0DQ
    UNITED KINGDOM
    Phone
    +442081578181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Iain Findlay

    IRN IXF01166

    • [FCA CF] Client dealing (2 Aug 2023 to 31 Dec 2025)
  • Idriss Amor

    IRN IXA01170

    • [FCA CF] Client dealing (2 Aug 2024 to 25 Nov 2024)
  • Ilia Markov

    IRN IXM00350

    • [FCA CF] Client dealing (9 May 2025 to 28 Nov 2025)
  • Imran Zaheer Ahmad

    IRN IZA01000

    • [FCA CF] Client dealing (15 Aug 2023 to 18 Oct 2024)
  • Ivan Zhdankin

    IRN IXZ00012

    • [FCA CF] Client dealing (18 Jul 2024 to 31 Aug 2025)
  • Jack A L Hardaker

    IRN JAH01451

    • [FCA CF] Client dealing (11 Dec 2023 to 31 Dec 2025)
  • James Anthony Thomas Atkinson

    IRN JAA01146

    • [FCA CF] Client dealing (1 May 2021 to 30 Sep 2022)
  • James Aston

    IRN JXA01897

    • [FCA CF] Client dealing (30 Apr 2025 to 7 Aug 2025)
  • James France

    IRN JXF01576

    • [FCA CF] Material risk taker (2 May 2023 to 16 Aug 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Aug 2025)
    • CF30 Customer (2 Jul 2019 to 8 Dec 2019)
  • James Michael Ludlam

    IRN JML01137

    • [FCA CF] Client dealing (2 Aug 2025 to 17 Nov 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.