Date authorised
1 March 2016
Companies House
09601428
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Broadwick Street
    London
    W1F 0DQ
    UNITED KINGDOM
    Phone
    +442081578181
  • Complaints Contact

    33 Broadwick Street
    London
    W1F 0DQ
    UNITED KINGDOM
    Phone
    +442081578181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sylvain Bertrand

    IRN SXB03715

    • CF30 Customer (22 Jan 2018 to 8 Dec 2019)
  • Sylvain Lebre

    IRN SXL01494

    • [FCA CF] Client dealing (17 Jan 2022 to 25 Apr 2023)
  • Thomas Barrau

    IRN TXB00492

    • [FCA CF] Client dealing (1 Aug 2023 to 15 Mar 2024)
  • Thomas Bodinier

    IRN TXB62467

    • [FCA CF] Client dealing (1 Aug 2025 to 17 Nov 2025)
  • Thomas Dionysopoulos

    IRN TXD01511

    • [FCA CF] Client dealing (24 Jan 2025 to 17 Nov 2025)
    • [FCA CF] Material risk taker (24 Jan 2025 to 17 Nov 2025)
  • Thomas Edgar Leriche

    IRN TEL01012

    • CF30 Customer (18 Jul 2018 to 8 Mar 2019)
  • Thomas Etminan

    IRN TXE01159

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Aug 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 3 Aug 2022)
    • CF30 Customer (17 Oct 2017 to 8 Dec 2019)
  • Thomas James Alexander Rees

    IRN TJR01128

    • [FCA CF] Material risk taker (2 May 2023 to 17 Nov 2025)
    • [FCA CF] Client dealing (20 Apr 2022 to 17 Nov 2025)
  • Timothy Peter Hayes

    IRN TPH01059

    • [FCA CF] Material risk taker (6 May 2025 to 17 Nov 2025)
    • [FCA CF] Client dealing (28 Sep 2023 to 17 Nov 2025)
  • Tymofiy Magdich

    IRN TXM01836

    • [FCA CF] Material risk taker (2 May 2023 to 6 Jun 2024)
    • [FCA CF] Client dealing (9 Sep 2020 to 6 Jun 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.