Date authorised
1 March 2016
Companies House
09601428
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Broadwick Street
    London
    W1F 0DQ
    UNITED KINGDOM
    Phone
    +442081578181
  • Complaints Contact

    33 Broadwick Street
    London
    W1F 0DQ
    UNITED KINGDOM
    Phone
    +442081578181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Konstantinos Gounaras

    IRN KXG01376

    • [FCA CF] Material risk taker (2 May 2023 to 31 Dec 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • CF30 Customer (19 Aug 2016 to 8 Dec 2019)
  • Lee James Smart

    IRN LJS01127

    • [FCA CF] Client dealing (31 Mar 2021 to 16 Apr 2023)
  • Leo Niemelainen

    IRN LXN00129

    • [FCA CF] Client dealing (1 Mar 2024 to 10 Sep 2025)
  • Lewis Morton

    IRN LXM01712

    • [FCA CF] Material risk taker (2 May 2023 to 8 Sep 2023)
    • [FCA CF] Client dealing (4 Jan 2022 to 8 Sep 2023)
  • Lim Yong Sheng

    IRN LXS00486

    • [FCA CF] Material risk taker (2 May 2023 to 5 Dec 2024)
    • [FCA CF] Client dealing (23 Jan 2023 to 5 Dec 2024)
  • Long Kim Henry Hong

    IRN LXH00448

    • [FCA CF] Client dealing (11 Apr 2023 to 17 Nov 2025)
  • Lorenz Maresca

    IRN LXM76071

    • [FCA CF] Client dealing (27 Apr 2022 to 8 Jun 2023)
  • Ludovic Feuillet

    IRN LXF01223

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Sep 2021)
    • CF30 Customer (29 Jan 2018 to 8 Dec 2019)
  • Luis Xanthos Michael

    IRN LXM00353

    • [FCA CF] Material risk taker (2 May 2023 to 18 Aug 2025)
    • SMF16 Compliance Oversight (13 Dec 2021 to 18 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Dec 2021 to 18 Aug 2025)
  • Massimiliano Pignatelli

    IRN MXP02138

    • [FCA CF] Material risk taker (2 May 2023 to 15 Mar 2024)
    • [FCA CF] Client dealing (27 Oct 2021 to 15 Mar 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.