Date authorised
1 April 2013
Companies House
04908667
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Moorgate
    London
    City of London
    EC2R 6BH
    UNITED KINGDOM
    Phone
    +442073827710
  • Complaints Contact

    51 Moorgate
    London
    EC2R 6BH
    UNITED KINGDOM
    Phone
    +442073827710

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Philip Dischamps

    IRN APD01143

    • [FCA CF] Client dealing (since 10 Feb 2026)
  • Angus Elphinstone

    IRN AXE00142

    • CF1 Director (AR) (30 Dec 2021 to 31 Jul 2025)
  • Colin Harrison

    IRN CXH00188

    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Mar 2005)
    • CF1 Director (31 Oct 2004 to 1 Mar 2005)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 1 Mar 2005)
    • CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 1 Mar 2005)
    • CF15 Internal Audit (31 Oct 2004 to 1 Mar 2005)
    • CF14 Risk Assessment (31 Oct 2004 to 1 Mar 2005)
    • CF13 Finance (31 Oct 2004 to 1 Mar 2005)
    • CF11 Money Laundering Reporting (31 Oct 2004 to 1 Mar 2005)
  • James Liddell

    IRN JXL00344

    • [FCA CF] Client dealing (since 31 Mar 2021)
  • James Underwood

    IRN JXU00048

    • [FCA CF] Client dealing (5 Jun 2024 to 5 Aug 2025)
  • Jerome Anthony Thong

    IRN JXT00526

    • [FCA CF] Client dealing (15 Nov 2022 to 12 Jul 2023)
  • Kelly Cowcher

    IRN KXC00161

    • [FCA CF] Client dealing (since 31 Mar 2021)
  • Kevin Grant Dalton

    IRN KXG00151

    • Director of firm who is not a certification employee or a SMF manager (since 31 Mar 2021)
  • Kris Barnfather

    IRN KXB00250

    • [FCA CF] Client dealing (31 Mar 2021 to 2 May 2022)
  • Liam Moore

    IRN LXM00727

    • [FCA CF] Client dealing (since 8 Aug 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.