Date authorised
1 April 2013
Companies House
04908667
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Moorgate
    London
    City of London
    EC2R 6BH
    UNITED KINGDOM
    Phone
    +442073827710
  • Complaints Contact

    51 Moorgate
    London
    EC2R 6BH
    UNITED KINGDOM
    Phone
    +442073827710

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martine Darkin

    IRN MXD00322

    • SMF3 Executive Director (since 5 May 2022)
    • [FCA CF] Client dealing (since 31 Mar 2021)
  • Michael Edward Hodgson

    IRN MEH00013

    • Director of firm who is not a certification employee or a SMF manager (since 31 Mar 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 23 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 23 Mar 2021)
    • CF1 Director (27 May 2005 to 8 Dec 2019)
    • CF3 Chief Executive (27 May 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (27 May 2005 to 31 Mar 2009)
  • Paul David Talbot Willcox

    IRN PDW00014

    • Director of firm who is not a certification employee or a SMF manager (31 Mar 2021 to 20 Dec 2023)
    • SMF3 Executive Director (9 Dec 2019 to 23 Mar 2021)
    • CF1 Director (27 May 2005 to 8 Dec 2019)
  • Rakesh Zaveri

    IRN RXZ01022

    • CF1 Director (AR) (since 18 Jun 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Jun 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Mediation (25 Nov 2011 to 7 Jun 2016)
    • CF1 Director (10 Mar 2005 to 8 Dec 2019)
  • Rhys Owen-Conway

    IRN RXO00170

    • [FCA CF] Client dealing (25 Sep 2024 to 30 Jan 2026)
  • Robert David Eden

    IRN RXE00127

    • [FCA CF] Client dealing (15 Nov 2022 to 12 Jul 2023)
  • Steven Leslie Wright

    IRN SXW00702

    • [FCA CF] Client dealing (since 15 Nov 2022)
  • Thomas Peter Hodgson

    IRN TPH01072

    • SMF16 Compliance Oversight (since 18 Jun 2021)
    • SMF1 Chief Executive (since 11 Jun 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (7 Jun 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Jun 2016 to 30 Sep 2018)
  • Vena Patel

    IRN VXP00070

    • [FCA CF] Client dealing (31 Mar 2021 to 3 Jan 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.