Edmond de Rothschild Asset Management (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Edmond De Rothschild Ltd4 Carlton GardensLondonWestminsterSW1Y 5AAUNITED KINGDOM- Phone
- +4402078455900
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Complaints Contact
Edmond De Rothschild Ltd4 Carlton GardensLondonWestminsterSW1Y 5AAUNITED KINGDOM- Phone
- +4402078455900
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Herve Jean-Louis Robert Tiyacauh Touchais
IRN HJT01036
- CF30 Customer (8 Aug 2012 to 12 Sep 2014)
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Ines De La Peña Gamiz
IRN IXD00113
- [FCA CF] Client dealing (5 Mar 2024 to 18 Dec 2024)
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James Irwin
IRN JXI00072
- [FCA CF] Client dealing (since 5 Mar 2024)
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Jean-Francis Dusch
IRN JXD01382
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF3 Chief Executive (5 Apr 2017 to 8 Dec 2019)
- CF30 Customer (29 Oct 2014 to 8 Dec 2019)
- CF1 Director (17 Jan 2014 to 8 Dec 2019)
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John Edward Ruppert
IRN JER01085
- CF10 Compliance Oversight (8 Aug 2012 to 1 Oct 2015)
- CF11 Money Laundering Reporting (8 Aug 2012 to 30 Jun 2016)
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Jonathan Ainsworth
IRN JXA00073
- [FCA CF] Client dealing (since 1 Apr 2022)
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Jonathan David Cooper
IRN JDC01212
- CF30 Customer (29 Jan 2016 to 19 Apr 2017)
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Jonny Newell
IRN JXN00177
- [FCA CF] Client dealing (21 Oct 2021 to 31 Jul 2024)
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Jordana Chloe White
IRN JCW30061
- [FCA CF] Client dealing (since 1 Apr 2022)
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Karl Johan Anders Sjostedt
IRN KJS01138
- CF30 Customer (8 Aug 2012 to 13 Nov 2012)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.