EdenTree Investment Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ketan Patel
IRN KXP01814
- [FCA CF] Material risk taker (9 Dec 2019 to 14 Jul 2022)
- CF30 Customer (30 May 2016 to 8 Dec 2019)
Lorraine Claire Tanner
IRN LXT00081
- SMF17 Money Laundering Reporting Officer (MLRO) (15 Jul 2021 to 11 Nov 2022)
Mark Christopher John Hews
IRN MCH01090
- SMF9 Chair of the Governing Body (3 Feb 2020 to 6 Mar 2023)
- SMF3 Executive Director (9 Dec 2019 to 6 Mar 2023)
- CF1 Director (25 Nov 2013 to 8 Dec 2019)
- CF29 Significant management (1 Dec 2010 to 15 Apr 2016)
- CF2 Non Executive Director (1 Dec 2010 to 25 Nov 2013)
- CF30 Customer (1 Dec 2010 to 27 Mar 2013)
- CF28 Systems and controls (1 Dec 2010 to 25 Nov 2013)
Mark Edward Hindley
IRN MEH01115
- CF28 Systems and controls (1 Dec 2010 to 25 Jan 2011)
Mark Neil Gerard O'Connor
IRN MNO01003
- CF30 Customer (19 May 2011 to 7 Nov 2011)
Michael Howard Tripp
IRN MHT01032
- CF2 Non Executive Director (1 Dec 2010 to 9 Dec 2010)
Michael John Goddings
IRN MJG01152
- CF30 Customer (27 Mar 2013 to 7 Nov 2016)
Michael Stephen Sheehan
IRN MSS01203
- [FCA CF] Material risk taker (15 Nov 2021 to 14 Jul 2022)
Michael Sturrock Warren
IRN MSW01059
- SMF9 Chair of the Governing Body (since 1 Apr 2026)
- Director of firm who is not a certification employee or a SMF manager (since 3 Feb 2023)
Neville White
IRN NXW00102
- [FCA CF] Significant management (1 Dec 2020 to 31 Dec 2021)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.