Date authorised
1 April 2013
Companies House
OC309830
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Derby St
    London
    W1J 7AD
    UNITED KINGDOM
    Phone
    +4402070791600
  • Complaints Contact

    6 Derby St
    London
    W1J 7AD
    UNITED KINGDOM
    Phone
    +4402070791600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Kirwan

    IRN MXK01941

    • CF1 Director (AR) (since 9 Mar 2024)
  • Nicola Jayne Corrin Simpson

    IRN NJS01171

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (8 Feb 2008 to 31 Dec 2009)
    • CF11 Money Laundering Reporting (8 Feb 2008 to 8 Dec 2019)
    • CF4 Partner (6 Mar 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Mar 2006 to 1 Jan 2008)
  • Olivia Louise Maxwell

    IRN OLM01008

    • CF30 Customer (5 Sep 2025 to 12 Dec 2025)
  • Olivier van Themsche

    IRN OXV00001

    • CF1 Director (AR) (16 Oct 2020 to 9 Sep 2021)
    • CF30 Customer (16 Oct 2020 to 9 Sep 2021)
  • PHILIPP GUNTER MOHSEN SACHS

    IRN PGS01106

    • CF30 Customer (28 Apr 2023 to 12 Jun 2023)
    • CF4 Partner (AR) (28 Apr 2023 to 12 Jun 2023)
  • Paul George Middleton

    IRN PGM01072

    • CF30 Customer (1 Nov 2007 to 26 Feb 2008)
    • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
  • Peter Loo

    IRN HCL01018

    • CF4 Partner (30 Aug 2016 to 10 Aug 2018)
    • CF10 Compliance Oversight (12 Oct 2015 to 10 Aug 2018)
  • RICHARD WILLIAM MACFARLANE MAXEY

    IRN RXM00397

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Rahil Gupta

    IRN RXG00432

    • CF30 Customer (28 Apr 2023 to 12 Jun 2023)
    • CF4 Partner (AR) (28 Apr 2023 to 12 Jun 2023)
  • Rahul Raj Sabharwal

    IRN RXS01034

    • CF30 Customer (since 19 May 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.