Date authorised
1 April 2013
Companies House
03609556
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52-56 Leadenhall Street
    London
    EC3A 2EB
    UNITED KINGDOM
    Phone
    +4402030115700
  • Complaints Contact

    52-56 Leadenhall Street
    London
    EC3A 2EB
    UNITED KINGDOM
    Phone
    +4402030115700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Mobbs

    IRN AXM03179

    • SMF3 Executive Director (9 Dec 2019 to 28 Mar 2024)
    • CF1 Director (23 Sep 2015 to 8 Dec 2019)
  • Anthony Colin McCallum

    IRN ACM01141

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 26 Jan 2024)
    • CF2 Non Executive Director (7 Apr 2017 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 28 Jan 2013)
    • CF1 Director (3 Aug 2007 to 7 Apr 2017)
    • CF17 Significant Mgt (Other Business Operations) (3 Aug 2007 to 31 Oct 2007)
    • CF3 Chief Executive (3 Aug 2007 to 7 Apr 2017)
    • CF8 Apportionment and Oversight (3 Aug 2007 to 31 Mar 2009)
  • Christina Spelman

    IRN CXS01889

    • SMF3 Executive Director (9 Dec 2019 to 16 Mar 2023)
    • CF1 Director (1 Jun 2011 to 8 Dec 2019)
  • Colin Thompson

    IRN CXT01359

    • SMF3 Executive Director (9 Dec 2019 to 21 Aug 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 21 Aug 2024)
    • CF1 Director (7 Oct 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Oct 2015 to 30 Sep 2018)
  • Elliot John Dunseath

    IRN EJD01058

    • [FCA CF] Significant management (29 Mar 2022 to 6 Jul 2023)
  • George Edward Lloyd-Roberts

    IRN GEL01007

    • CF1 Director (3 Sep 2007 to 27 Oct 2015)
  • Ian Michael Whistondale

    IRN IMW01032

    • CF2 Non Executive Director (16 Sep 2015 to 23 Jul 2018)
  • Karen Anne Morris

    IRN KAM01214

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 28 Feb 2022)
    • CF2 Non Executive Director (20 Aug 2018 to 8 Dec 2019)
  • Konstantina Gkouma

    IRN KXG01429

    • SMF3 Executive Director (9 Dec 2019 to 20 Sep 2024)
    • CF1 Director (9 Jan 2015 to 8 Dec 2019)
  • Luigi Calvi

    IRN LXC01301

    • CF2 Non Executive Director (14 Jan 2005 to 22 Aug 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Armum Limited (no longer appointed)

    FRN 513649 · Appointed 1 Dec 2009 · Until 9 Aug 2010

  • Adam Massingham (no longer appointed)

    FRN 482308 · Appointed 22 Apr 2008 · Until 9 Aug 2010

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.