Date authorised
1 April 2013
Companies House
03609556
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52-56 Leadenhall Street
    London
    EC3A 2EB
    UNITED KINGDOM
    Phone
    +4402030115700
  • Complaints Contact

    52-56 Leadenhall Street
    London
    EC3A 2EB
    UNITED KINGDOM
    Phone
    +4402030115700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marco Benedini

    IRN MXB02063

    • CF2 Non Executive Director (14 Jan 2005 to 22 Aug 2007)
  • Michael Alan Sibthorpe

    IRN MAS01141

    • CF1 Director (20 Aug 2018 to 26 Feb 2019)
  • Richard Neville Marriage

    IRN RNM01036

    • Responsible for Insurance Distribution (since 1 Jan 2025)
    • SMF3 Executive Director (since 15 May 2023)
  • Simon David Barker

    IRN SDB01108

    • SMF1 Chief Executive (since 1 Jul 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Jul 2023 to 1 Jan 2025)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Stephen Eric Butterworth

    IRN SEB01091

    • CF1 Director (28 Aug 2007 to 30 Apr 2010)
    • Responsible for Insurance Mediation (14 Jan 2005 to 28 Aug 2007)
    • CF3 Chief Executive (14 Jan 2005 to 28 Aug 2007)
    • CF13 Finance (14 Jan 2005 to 28 Aug 2007)
  • Stuart Mark Rouse

    IRN SMR01086

    • SMF3 Executive Director (9 Dec 2019 to 5 Sep 2025)
    • CF1 Director (8 Oct 2015 to 8 Dec 2019)
  • Timothy Crispin F Coles

    IRN TCC01028

    • SMF3 Executive Director (9 Dec 2019 to 10 Nov 2020)
    • CF1 Director (10 Nov 2015 to 8 Dec 2019)
  • Timothy John Brangwyn

    IRN TJB01133

    • SMF3 Executive Director (3 Oct 2021 to 19 Oct 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Armum Limited (no longer appointed)

    FRN 513649 · Appointed 1 Dec 2009 · Until 9 Aug 2010

  • Adam Massingham (no longer appointed)

    FRN 482308 · Appointed 22 Apr 2008 · Until 9 Aug 2010

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.