Eaton Vance Advisers International Ltd

• Principal Place of Business

  Eaton Vance

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442074258000

  Web

  https://www.eatonvance.com

• Complaints Contact

  Eaton Vance

  125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +442032071793

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kim Younger

  IRN KXY01143

  • [FCA CF] Manager of certification employee (since 10 Sep 2024)
  • [FCA CF] Client dealing (since 7 Mar 2022)
• Lai-Ming Suen

  IRN LPS01024

  • [FCA CF] Client dealing (since 4 Jan 2022)
  • [FCA CF] Manager of certification employee (since 4 Jan 2022)
• Lenny Senkovsky

  IRN LXS00310

  • [FCA CF] Manager of certification employee (7 Mar 2023 to 6 Mar 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2023)
• Leon Grenyer

  IRN LXG01113

  • [FCA CF] Manager of certification employee (since 4 Jan 2022)
  • [FCA CF] Client dealing (since 4 Jan 2022)
• Marina Lesley Noelle Brighouse-Thorpe

  IRN MLB01135

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10 Compliance Oversight (22 Aug 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (22 Aug 2017 to 8 Dec 2019)
• Mark Molloy

  IRN MXM00482

  • [FCA CF] Manager of certification employee (since 3 Jul 2025)
  • [FCA CF] Client dealing (since 3 Jul 2025)
• Marshall Stocker

  IRN MXS01301

  • [FCA CF] Manager of certification employee (25 Nov 2022 to 1 Jul 2024)
  • [FCA CF] Material risk taker (25 Nov 2022 to 31 Jul 2023)
  • [FCA CF] Client dealing (25 Nov 2022 to 1 Jul 2024)
• Matas Vala

  IRN MXV01295

  • [FCA CF] Manager of certification employee (since 4 Jan 2022)
  • [FCA CF] Client dealing (since 4 Jan 2022)
• Matthew Frederick Armstrong

  IRN MFA01072

  • [FCA CF] Manager of certification employee (10 Sep 2024 to 4 May 2025)
  • [FCA CF] Client dealing (4 Jan 2022 to 4 May 2025)
• Max Chou

  IRN MXC00836

  • [FCA CF] Manager of certification employee (17 Oct 2022 to 11 Apr 2023)
  • [FCA CF] Client dealing (17 Oct 2022 to 11 Apr 2023)

No changes recorded yet.