Marshall Stocker

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • [FCA CF] Client dealing (7 Mar 2024 to 1 Jul 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2024 to 1 Jul 2024)
  • Eaton Vance Advisers International Ltd (no longer approved here)

    FRN 772389

    • [FCA CF] Client dealing (25 Nov 2022 to 1 Jul 2024)
    • [FCA CF] Manager of certification employee (25 Nov 2022 to 1 Jul 2024)
    • [FCA CF] Material risk taker (25 Nov 2022 to 31 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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