Eastwood Financial Services Limited

• Principal Place of Business

  Pennine House

  Lowfields Close

  Lowfields Business Park

  Elland

  West Yorkshire

  HX5 9DA

  UNITED KINGDOM

  Phone

  +4401422377737

  Web

  https://www.eastwoodfinancial.co.uk

• Complaints Contact

  Pennine House

  Lowfields Close

  Lowfields Business Park

  Elland

  West Yorkshire

  HX5 9DA

  UNITED KINGDOM

  Phone

  +4401422377737

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • · This permission is limited to debt counselling which is provided in connection with investment advice.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kelly Noakes

  IRN KXN00155

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 27 Nov 2023)
  • [FCA CF] Functions requiring qualifications (since 27 Nov 2023)
• Matthew Christopher Remmer

  IRN MCR01131

  • CF30 Customer (13 Aug 2015 to 7 Jul 2017)
• Michael Allan Jowett

  IRN MAJ00038

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Nicholas Andrew Utting

  IRN NAU00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 4 Jan 2023)
  • [FCA CF] Client dealing (since 4 Jan 2023)
• Oliver Brierley

  IRN OXB00044

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Oct 2024)
  • [FCA CF] Client dealing (since 9 Oct 2024)
• Paul Atkinson

  IRN PXA00093

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 7 Jul 2021)
  • [FCA CF] Client dealing (since 7 Jul 2021)
• Paul Hans Gardner

  IRN PHG00005

  • CF30 Customer (1 Nov 2007 to 5 Sep 2008)
  • CF21 Investment Adviser (6 Dec 2005 to 31 Oct 2007)
• Paul Smith

  IRN PXS00124

  • CF30 Customer (1 Nov 2007 to 3 Jul 2008)
  • CF22 Investment Adviser (Trainee) (16 Apr 2007 to 31 Oct 2007)
• Peter John Ashton

  IRN PXA00324

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 15 Jul 2025)
  • [FCA CF] Client dealing (since 15 Jul 2025)
• Rachael Louise Craven

  IRN RLC01073

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Sep 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2021)
  • CF30 Customer (15 Apr 2019 to 8 Dec 2019)

• Spenser, Wilson & Co (no longer appointed)

  FRN 500783 · Appointed 8 May 2009 · Until 8 Jul 2009

• Spenser, Wilson & Co (no longer appointed)

  FRN 499273 · Appointed 20 Apr 2009 · Until 8 Jul 2009

• Trinity Financial Advisers Limited (no longer appointed)

  FRN 482725 · Appointed 1 May 2008 · Until 24 Sep 2013

No changes recorded yet.