DWS Alternatives Global Limited

• Principal Place of Business

  45 Cannon Street

  London

  EC4M 5SB

  UNITED KINGDOM

  Phone

  +442075458000

  Web

  https://www.dws.com/en-gb/capabilities/alternatives/

• Complaints Contact

  45 Cannon Street

  London

  United Kingdom

  EC4M 5SB

  UNITED KINGDOM

  Phone

  +442075458000

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Connelly

  IRN AXC00530

  • [FCA CF] Client dealing (1 Oct 2024 to 1 Sep 2025)
• Andrew Frederick Peter Pidden

  IRN AFP01035

  • CF30 Customer (11 Oct 2011 to 20 Mar 2019)
• Andrew Levy

  IRN AXL14292

  • SMF3 Executive Director (since 1 Jan 2024)
  • CF28 Systems and controls (11 Jul 2019 to 8 Dec 2019)
• Andrew Montague Morris

  IRN AMM01186

  • CF30 Customer (4 Feb 2016 to 24 Mar 2017)
  • CF21 Investment Adviser (26 Feb 2007 to 29 Oct 2007)
• Andrew Richard Orton Marshall

  IRN AXM01805

  • [FCA CF] Client dealing (since 19 Apr 2023)
• Anna Krits

  IRN AXK01536

  • CF30 Customer (14 Nov 2007 to 15 Apr 2009)
• Anne-Elisabeth Marescaux

  IRN AXM02377

  • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
  • CF21 Investment Adviser (22 Oct 2007 to 31 Oct 2007)
• Anthony Dzuy Tran

  IRN ADT01086

  • CF30 Customer (9 Mar 2016 to 21 Jun 2017)
• Anthony Hugh James

  IRN AHJ01037

  • CF30 Customer (23 Aug 2011 to 31 Aug 2015)
• Anthony Laurent Christian Cadieu

  IRN ALC01087

  • [FCA CF] Client dealing (19 Dec 2022 to 22 Jan 2025)

No changes recorded yet.