DWS Alternatives Global Limited

• Principal Place of Business

  45 Cannon Street

  London

  EC4M 5SB

  UNITED KINGDOM

  Phone

  +442075458000

  Web

  https://www.dws.com/en-gb/capabilities/alternatives/

• Complaints Contact

  45 Cannon Street

  London

  United Kingdom

  EC4M 5SB

  UNITED KINGDOM

  Phone

  +442075458000

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Roberto Coronado

  IRN RXC01604

  • CF30 Customer (12 Nov 2008 to 21 Jun 2013)
• Robin Joe Dsouza

  IRN RXD12625

  • [FCA CF] Client dealing (9 Dec 2019 to 5 May 2020)
  • CF30 Customer (15 Mar 2019 to 8 Dec 2019)
• Rodrigo Armando Patiño Astete

  IRN RAP01273

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Aug 2022)
  • CF30 Customer (6 Jul 2017 to 8 Dec 2019)
• Roger Bruce Douglas

  IRN RBD01011

  • Responsible for Insurance Mediation (27 Feb 2015 to 21 Jul 2017)
  • CF29 Significant management (27 Feb 2015 to 16 Feb 2018)
  • CF30 Customer (1 Dec 2014 to 16 Feb 2018)
• Ronen Ribak

  IRN RXR01147

  • [FCA CF] Manager of certification employee (since 28 Jun 2023)
  • [FCA CF] Client dealing (since 28 Jun 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Jun 2023)
  • CF30 Customer (18 Feb 2008 to 8 Dec 2019)
• Roscoe Jodie Roman

  IRN RJR01146

  • [FCA CF] Manager of certification employee (23 Jul 2024 to 20 Apr 2026)
  • [FCA CF] Client dealing (9 May 2024 to 20 Apr 2026)
• Sacha Leon Hoek

  IRN SLH01091

  • CF30 Customer (1 Nov 2007 to 25 Jan 2012)
  • CF27 Investment Management (30 Mar 2007 to 31 Oct 2007)
• Salih Onur Uncu

  IRN SOU01000

  • CF30 Customer (25 Oct 2013 to 1 Jul 2019)
• Sam Sadayo

  IRN SXS00237

  • [FCA CF] Client dealing (3 Mar 2020 to 24 Apr 2020)
• Samuel Adewole Ataiyero

  IRN SXA13393

  • CF28 Systems and controls (12 Jun 2019 to 8 Dec 2019)

No changes recorded yet.