DWS Alternatives Global Limited

• Principal Place of Business

  45 Cannon Street

  London

  EC4M 5SB

  UNITED KINGDOM

  Phone

  +442075458000

  Web

  https://www.dws.com/en-gb/capabilities/alternatives/

• Complaints Contact

  45 Cannon Street

  London

  United Kingdom

  EC4M 5SB

  UNITED KINGDOM

  Phone

  +442075458000

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter Mark Champness Hobbs

  IRN PMH01073

  • CF30 Customer (11 Dec 2007 to 6 Aug 2010)
• Peter McNamara

  IRN PJM01559

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2020)
  • CF30 Customer (24 Aug 2018 to 8 Dec 2019)
• Philip Lowman Laney

  IRN PLL01029

  • CF30 Customer (14 Sep 2009 to 5 Jul 2010)
• Philipp Stampfer

  IRN PXS02030

  • CF30 Customer (5 Feb 2010 to 27 May 2011)
• Philippe Ferneini

  IRN PXF01365

  • CF30 Customer (7 Mar 2016 to 31 Jul 2017)
• Philippe Jageneau

  IRN PXJ01486

  • CF30 Customer (12 May 2017 to 29 Apr 2019)
• Piergiorgio Orru

  IRN PXO01167

  • CF30 Customer (7 Nov 2008 to 16 Oct 2014)
• Pierre Doulcet

  IRN PXD30985

  • [FCA CF] Client dealing (since 20 Jan 2021)
• Pierre Joseph Cherki

  IRN PXC01320

  • CF3 Chief Executive (22 Feb 2008 to 5 Jul 2012)
  • CF30 Customer (1 Nov 2007 to 31 Mar 2016)
  • CF1 Director (6 Aug 2007 to 5 Jul 2012)
  • CF27 Investment Management (26 Feb 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (26 Feb 2007 to 31 Oct 2007)
• Pierre, Fabien, Julien, Paren

  IRN PFP01022

  • [FCA CF] Client dealing (since 17 Sep 2021)
  • CF30 Customer (2 Jun 2014 to 11 Dec 2017)

No changes recorded yet.