Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • CF3 Chief Executive (22 Feb 2008 to 5 Jul 2012)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2016)
    • CF1 Director (6 Aug 2007 to 5 Jul 2012)
    • CF21 Investment Adviser (26 Feb 2007 to 31 Oct 2007)
    • CF27 Investment Management (26 Feb 2007 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 10 Nov 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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