DWS Alternatives Global Limited

• Principal Place of Business

  45 Cannon Street

  London

  EC4M 5SB

  UNITED KINGDOM

  Phone

  +442075458000

  Web

  https://www.dws.com/en-gb/capabilities/alternatives/

• Complaints Contact

  45 Cannon Street

  London

  United Kingdom

  EC4M 5SB

  UNITED KINGDOM

  Phone

  +442075458000

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kevin David Jones

  IRN KDJ01015

  • CF29 Significant management (1 Nov 2007 to 8 Nov 2010)
  • CF19 Significant Mgt (Financial Resources) (26 Feb 2007 to 31 Oct 2007)
• Kevin Flood

  IRN KXF01156

  • CF30 Customer (17 Mar 2016 to 22 Dec 2017)
• Kyu Hyun Park

  IRN KXP00178

  • [FCA CF] Client dealing (20 Apr 2021 to 8 Jul 2022)
• Lorenzo Fusco

  IRN LXF01367

  • CF30 Customer (23 Mar 2016 to 27 Jan 2017)
• Lorenzo Marchioni

  IRN LXM01418

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2020)
  • CF30 Customer (23 Nov 2017 to 8 Dec 2019)
• Lucinda Elizabeth Callow

  IRN LEH01054

  • [FCA CF] Client dealing (since 10 Sep 2021)
  • CF30 Customer (30 Dec 2015 to 8 Dec 2019)
• Luis Alejandro Matus

  IRN LAM01113

  • CF30 Customer (30 Dec 2015 to 26 Apr 2019)
• Lye Sim Choy

  IRN LSC01046

  • [FCA CF] Client dealing (since 13 Mar 2023)
  • [FCA CF] Client dealing (27 Feb 2020 to 1 May 2020)
  • CF30 Customer (21 Jul 2017 to 8 Dec 2019)
• Magnus Lorrain-Smith

  IRN MXL01200

  • CF30 Customer (5 Jan 2015 to 9 Oct 2017)
• Marc Alexandre Currat

  IRN MAC01396

  • CF30 Customer (5 Nov 2014 to 27 Jun 2017)

No changes recorded yet.