Kevin Flood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Royal London Asset Management Limited

    FRN 141665

    • [FCA CF] Material risk taker (since 13 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Dec 2023)
    • CF30 Customer (28 Feb 2018 to 8 Dec 2019)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • CF30 Customer (17 Mar 2016 to 22 Dec 2017)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 28 Dec 2017)
    • CF30 Customer (1 Nov 2007 to 11 Jul 2011)
    • CF21 Investment Adviser (13 Jun 2006 to 31 Oct 2007)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (11 Feb 2016 to 22 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

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