DWS Alternatives Global Limited

• Principal Place of Business

  45 Cannon Street

  London

  EC4M 5SB

  UNITED KINGDOM

  Phone

  +442075458000

  Web

  https://www.dws.com/en-gb/capabilities/alternatives/

• Complaints Contact

  45 Cannon Street

  London

  United Kingdom

  EC4M 5SB

  UNITED KINGDOM

  Phone

  +442075458000

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Robert Fraser Gordon

  IRN JXG12242

  • CF30 Customer (12 Mar 2019 to 8 Dec 2019)
• James William Petit

  IRN JWP01023

  • CF30 Customer (22 Apr 2015 to 31 Mar 2018)
  • CF29 Significant management (1 Nov 2007 to 5 Nov 2008)
  • Responsible for Insurance Mediation (18 Oct 2007 to 11 Jul 2008)
  • CF17 Significant Mgt (Other Business Operations) (18 Oct 2007 to 31 Oct 2007)
• Jane Seto

  IRN JXS02303

  • CF30 Customer (15 Jul 2016 to 14 Jun 2018)
• Jasbir Singh Bhogal

  IRN JSB01176

  • CF30 Customer (1 Nov 2017 to 31 May 2019)
• Javier Tello

  IRN JXT01773

  • CF30 Customer (5 Nov 2014 to 20 Apr 2017)
• Jed Brawley

  IRN JMB01434

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
  • CF30 Customer (12 Jan 2016 to 8 Dec 2019)
• Jeremy Harris

  IRN JXH03005

  • CF30 Customer (26 May 2017 to 8 Dec 2019)
• Jessica Grace Hardman

  IRN JGD01081

  • SMF3 Executive Director (9 Dec 2019 to 16 Aug 2024)
  • CF1 Director (16 Jul 2019 to 8 Dec 2019)
  • CF30 Customer (13 Apr 2018 to 8 Dec 2019)
• Joanna Ewa Frontczak

  IRN JEF01100

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2020)
  • CF30 Customer (19 Sep 2018 to 8 Dec 2019)
• Jocelyn Pendarves Fenton Trist Dobbie

  IRN JPD01140

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2020)
  • CF30 Customer (11 Aug 2017 to 8 Dec 2019)

No changes recorded yet.