Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Sep 2020)
    • CF30 Customer (15 Oct 2019 to 8 Dec 2019)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2020)
    • CF30 Customer (19 Sep 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.