Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Harbour Buildings
    The Waterfront
    Brierley Hill
    Dudley
    West Midlands
    DY5 1LN
    UNITED KINGDOM
    Phone
    +4401384231414
  • Complaints Contact

    7 Harbour Buildings
    The Waterfront
    Brierley Hill
    Dudley
    West Midlands
    DY5 1LN
    UNITED KINGDOM
    Phone
    +4401384231414

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Nigel Bland

    IRN JNB01056

    • CF28 Systems and controls (16 Mar 2011 to 30 Aug 2013)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 5 Jul 2013)
    • CF1 Director (1 Dec 2001 to 30 Aug 2013)
  • Jonathan Young

    IRN JXY00016

    • [FCA CF] Significant management (30 Nov 2024 to 15 Jul 2025)
    • [FCA CF] Material risk taker (1 Nov 2021 to 30 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2020 to 30 Nov 2024)
  • Karen Elizabeth Wilshere

    IRN KXA01097

    • SMF12 Chair of the Remuneration Committee (17 Jan 2017 to 31 Jul 2018)
    • CF2 Non Executive Director (4 Mar 2016 to 6 Mar 2016)
  • Karen Foxall

    IRN KXF00208

    • [PRA CF] Significant risk taker or Material risk taker (1 Jun 2024 to 30 Nov 2024)
    • [FCA CF] Significant management (1 Jun 2024 to 30 Nov 2024)
    • [FCA CF] Material risk taker (1 Jun 2024 to 30 Nov 2024)
  • Kenneth Geoffrey Aston

    IRN KGA01008

    • CF2 Non Executive Director (1 Dec 2001 to 31 Mar 2008)
  • Kenneth Leslie Slater

    IRN KLS01022

    • CF2 Non Executive Director (1 Dec 2001 to 31 Mar 2009)
  • Kevin Langley

    IRN KXL01322

    • CF2 Non Executive Director (21 Mar 2011 to 15 Jun 2015)
  • Kieron Francis Blackburn

    IRN KFB01013

    • SMF3 Executive Director (18 Nov 2021 to 18 Sep 2022)
    • SMF2 Chief Finance (2 Oct 2020 to 16 Jul 2021)
  • Lauren Samuel

    IRN LXS00069

    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2020 to 31 Oct 2021)
  • Liam Butler

    IRN LXB19817

    • [PRA CF] Managing a material risk taker (3 Mar 2017 to 22 May 2020)
    • [PRA CF] Significant risk taker or Material risk taker (3 Mar 2017 to 22 May 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.