Dual Corporate Risks Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
One Creechurch PlaceLondonEC3A 5AFUNITED KINGDOM- Phone
- +442073379888
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Complaints Contact
One Creechurch PlaceLondonEC3A 5AFUNITED KINGDOM- Phone
- +442073379888
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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- · Subject to this activity being limited to a non-mainstream regulated activity
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Agron Berisha
IRN AXB01487
- [FCA CF] Significant management (since 3 Jul 2023)
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Alan David Telford
IRN AXT01553
- SMF18 Other Overall Responsibility (21 Jul 2022 to 31 Jul 2024)
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Alan Ernest Grant
IRN AEG01022
- CF2 Non Executive Director (AR) (10 Jun 2013 to 28 Jul 2016)
- CF2 Non Executive Director (23 May 2013 to 28 Jul 2016)
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Andrew Christopher Robertson
IRN ACR01075
- CF1 Director (14 Jan 2005 to 12 Jul 2010)
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Andrew Elston
IRN AXE01234
- CF1 Director (AR) (4 Sep 2014 to 1 Jan 2016)
- CF1 Director (4 Aug 2014 to 1 Jan 2016)
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Andrew James Hillier
IRN AJH01617
- CF1 Director (AR) (2 Jul 2013 to 1 Oct 2021)
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Andrew Stuart Lloyd
IRN ASL01070
- CF1 Director (AR) (1 Apr 2015 to 25 Sep 2019)
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Anthony Richard Lovett
IRN ARL01087
- CF1 Director (AR) (since 5 Jan 2012)
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Ben Worthington
IRN BXW00286
- [FCA CF] Significant management (1 Feb 2024 to 7 Feb 2025)
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Caroline Sarah Stone
IRN CSS01068
- SMF4 Chief Risk (since 6 Feb 2023)
- SMF3 Executive Director (since 6 Feb 2023)
- SMF16 Compliance Oversight (since 6 Feb 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (18 Jan 2024 to 19 Jan 2026)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Finlay Associates Limited (no longer appointed)
FRN 844196 · Appointed 14 Jun 2019 · Until 22 Jun 2020
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Property Searches Development Limited (no longer appointed)
FRN 843945 · Appointed 12 Jun 2019 · Until 31 Jul 2024
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Rochford Brady Legal Services Ltd (no longer appointed)
FRN 796210 · Appointed 11 Dec 2017 · Until 23 Jun 2023
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British Printing Industries Federation Ltd (no longer appointed)
FRN 486829 · Appointed 16 Oct 2017 · Until 27 Jan 2023
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INSTANT INDEMNITY LIMITED (no longer appointed)
FRN 790205 · Appointed 2 Oct 2017 · Until 13 Nov 2019
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.