Date authorised
1 April 2013
Companies House
04160680
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442073379888
  • Complaints Contact

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442073379888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Agron Berisha

    IRN AXB01487

    • [FCA CF] Significant management (since 3 Jul 2023)
  • Alan David Telford

    IRN AXT01553

    • SMF18 Other Overall Responsibility (21 Jul 2022 to 31 Jul 2024)
  • Alan Ernest Grant

    IRN AEG01022

    • CF2 Non Executive Director (AR) (10 Jun 2013 to 28 Jul 2016)
    • CF2 Non Executive Director (23 May 2013 to 28 Jul 2016)
  • Andrew Christopher Robertson

    IRN ACR01075

    • CF1 Director (14 Jan 2005 to 12 Jul 2010)
  • Andrew Elston

    IRN AXE01234

    • CF1 Director (AR) (4 Sep 2014 to 1 Jan 2016)
    • CF1 Director (4 Aug 2014 to 1 Jan 2016)
  • Andrew James Hillier

    IRN AJH01617

    • CF1 Director (AR) (2 Jul 2013 to 1 Oct 2021)
  • Andrew Stuart Lloyd

    IRN ASL01070

    • CF1 Director (AR) (1 Apr 2015 to 25 Sep 2019)
  • Anthony Richard Lovett

    IRN ARL01087

    • CF1 Director (AR) (since 5 Jan 2012)
  • Ben Worthington

    IRN BXW00286

    • [FCA CF] Significant management (1 Feb 2024 to 7 Feb 2025)
  • Caroline Sarah Stone

    IRN CSS01068

    • SMF4 Chief Risk (since 6 Feb 2023)
    • SMF3 Executive Director (since 6 Feb 2023)
    • SMF16 Compliance Oversight (since 6 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Jan 2024 to 19 Jan 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.