Date authorised
1 April 2013
Companies House
04160680
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442073379888
  • Complaints Contact

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442073379888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Kay

    IRN PXK00226

    • [FCA CF] Significant management (1 Mar 2021 to 30 Jun 2024)
  • Phillip John Oldcorn

    IRN PJO01022

    • CF1 Director (4 Aug 2014 to 3 Dec 2019)
    • CF28 Systems and controls (20 Jan 2014 to 15 Aug 2014)
    • CF1 Director (AR) (17 Jun 2013 to 1 Oct 2021)
    • CF3 Chief Executive (AR) (17 Jun 2013 to 1 Oct 2021)
  • Ralph Cameron Snedden

    IRN RCS01038

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (14 Dec 2016 to 8 Dec 2019)
  • Rebecca Bramley

    IRN RXB00563

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Rebecca Royston

    IRN RXR25534

    • SMF3 Executive Director (31 Mar 2020 to 7 Oct 2025)
    • SMF24 Chief Operations (17 Mar 2020 to 1 Nov 2025)
  • Richard Malcolm Clapham

    IRN RMC01097

    • SMF7 Group Entity Senior Manager (since 15 Mar 2024)
    • CF2 Non Executive Director (AR) (since 1 Jun 2017)
    • CF1 Director (AR) (18 Nov 2023 to 1 Apr 2025)
    • Responsible for Insurance Distribution (30 Sep 2022 to 31 Dec 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Jan 2024)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2024)
    • Responsible for Insurance Mediation (3 Jan 2017 to 30 Sep 2018)
    • CF1 Director (3 Jan 2017 to 8 Dec 2019)
    • CF3 Chief Executive (3 Jan 2017 to 8 Dec 2019)
  • Richard Nathan

    IRN RXN00137

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Rinku Patel

    IRN RXP01631

    • CF1 Director (AR) (29 Dec 2011 to 31 Jan 2014)
    • CF1 Director (9 Dec 2010 to 31 Jan 2014)
    • CF29 Significant management (8 Sep 2010 to 9 Dec 2010)
  • Robert Jones

    IRN RXJ00168

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2025)
  • Robert Michael Corner

    IRN RXC91739

    • [FCA CF] Significant management (since 28 May 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.