DRW GLOBAL MARKETS LTD

• Principal Place of Business

  The Leadenhall Building

  122 Leadenhall Street

  London

  City Of London

  EC3V 4AB

  UNITED KINGDOM

  Phone

  +442072821000

  Web

  https://www.drw.com

• Complaints Contact

  The Leadenhall Building

  122 Leadenhall Street

  London

  City Of London

  EC3V 4AB

  UNITED KINGDOM

  Phone

  +442072821000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David John Duffy

  IRN DXD00389

  • [FCA CF] Client dealing (since 26 Feb 2024)
• David Pinner

  IRN DXP00258

  • [FCA CF] Client dealing (since 12 Apr 2023)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 13 Apr 2023)
• Dean Read

  IRN DXR00341

  • [FCA CF] Algorithmic trading (6 Jan 2022 to 3 Apr 2025)
• Deepak Singh Sran

  IRN DSS01075

  • [FCA CF] Client dealing (since 4 Mar 2026)
• Dieu Linh Pham

  IRN DXP54629

  • [FCA CF] Client dealing (since 5 Jul 2023)
• Dillon Matthew Lynch

  IRN DXL00436

  • [FCA CF] Client dealing (2 Oct 2023 to 30 Sep 2024)
• Dimiter Spassov

  IRN DXS01010

  • [FCA CF] Client dealing (6 Jun 2024 to 25 Nov 2025)
• Dionysios Kotsanopulos

  IRN DXK00224

  • [FCA CF] Proprietary trader (9 Apr 2021 to 9 Aug 2022)
• Dirk Jeschke

  IRN DAJ01135

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
  • CF30 Customer (29 Nov 2019 to 8 Dec 2019)
• Donald Ray Wilson Jr.

  IRN DRW01078

  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2021)
  • CF1 Director (2 Nov 2016 to 8 Dec 2019)
  • CF3 Chief Executive (2 Nov 2016 to 8 Dec 2019)

No changes recorded yet.