DRW GLOBAL MARKETS LTD

• Principal Place of Business

  The Leadenhall Building

  122 Leadenhall Street

  London

  City Of London

  EC3V 4AB

  UNITED KINGDOM

  Phone

  +442072821000

  Web

  https://www.drw.com

• Complaints Contact

  The Leadenhall Building

  122 Leadenhall Street

  London

  City Of London

  EC3V 4AB

  UNITED KINGDOM

  Phone

  +442072821000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• William Fleming

  IRN WAF01027

  • [FCA CF] Client dealing (6 Sep 2023 to 17 Dec 2025)
• William Munroe

  IRN RXM21820

  • [FCA CF] Proprietary trader (9 Dec 2019 to 30 Sep 2021)
  • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
• William Parsons

  IRN WXP69578

  • [FCA CF] Client dealing (30 Jan 2023 to 14 May 2024)
• William Sternberg

  IRN WXS00080

  • [FCA CF] Proprietary trader (9 Dec 2019 to 17 Aug 2021)
• William Van Duzer

  IRN WXV00012

  • [FCA CF] Client dealing (since 25 Jun 2024)
• Wissam Eduardo Saad

  IRN WES01015

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
  • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
• Yajat Bansal

  IRN YXB00048

  • [FCA CF] Client dealing (since 4 Sep 2023)
• Yi Ming Mark He

  IRN YXH00080

  • [FCA CF] Client dealing (since 30 Oct 2024)
• Yihang Mung

  IRN YXM00044

  • [FCA CF] Client dealing (since 10 Oct 2024)
• Yining Pan

  IRN YXP00014

  • [FCA CF] Client dealing (since 14 May 2025)

No changes recorded yet.