DRW GLOBAL MARKETS LTD

• Principal Place of Business

  The Leadenhall Building

  122 Leadenhall Street

  London

  City Of London

  EC3V 4AB

  UNITED KINGDOM

  Phone

  +442072821000

  Web

  https://www.drw.com

• Complaints Contact

  The Leadenhall Building

  122 Leadenhall Street

  London

  City Of London

  EC3V 4AB

  UNITED KINGDOM

  Phone

  +442072821000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Thomas Pughe

  IRN TXP00061

  • [FCA CF] Client dealing (13 Oct 2023 to 23 Apr 2025)
• Thomas Taylor

  IRN TXT00214

  • [FCA CF] Client dealing (since 29 Jul 2025)
• Tianjie Huang

  IRN TXH00494

  • [FCA CF] Client dealing (20 Feb 2025 to 3 Nov 2025)
• Timothe Mercat

  IRN TXM22165

  • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
• Toma Popov

  IRN TXP00110

  • [FCA CF] Algorithmic trading (12 Oct 2020 to 25 Mar 2024)
• Vilandas Navickas

  IRN VXN00036

  • [FCA CF] Client dealing (19 Aug 2022 to 11 Mar 2024)
  • [FCA CF] Proprietary trader (19 Aug 2022 to 20 Aug 2022)
• Vincent Kory

  IRN VXK01088

  • [FCA CF] Client dealing (26 Apr 2023 to 23 Jan 2026)
  • [FCA CF] Material risk taker (26 Apr 2023 to 23 Jan 2026)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 27 Apr 2023)
• Wai Haang Ling

  IRN WXH00161

  • [FCA CF] Client dealing (7 Aug 2024 to 2 Jun 2025)
• William Barnes

  IRN WXB00112

  • [FCA CF] Client dealing (since 16 Jun 2022)
  • [FCA CF] Proprietary trader (16 Jun 2022 to 17 Jun 2022)
• William Cranston

  IRN WXC00098

  • [FCA CF] Proprietary trader (12 Jul 2021 to 9 Mar 2022)

No changes recorded yet.