DRW GLOBAL MARKETS LTD

• Principal Place of Business

  The Leadenhall Building

  122 Leadenhall Street

  London

  City Of London

  EC3V 4AB

  UNITED KINGDOM

  Phone

  +442072821000

  Web

  https://www.drw.com

• Complaints Contact

  The Leadenhall Building

  122 Leadenhall Street

  London

  City Of London

  EC3V 4AB

  UNITED KINGDOM

  Phone

  +442072821000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Oana Andrei

  IRN OXA00165

  • [FCA CF] Material risk taker (since 12 Mar 2025)
• Oliver Verran

  IRN OXV09754

  • [FCA CF] Client dealing (since 5 Dec 2024)
• Paavan Kanabar

  IRN PXK00163

  • [FCA CF] Client dealing (since 17 Mar 2023)
  • [FCA CF] Proprietary trader (19 Oct 2020 to 17 Mar 2023)
• Paolo Mattioli

  IRN PXM69490

  • [FCA CF] Client dealing (17 Mar 2023 to 2 Mar 2026)
  • [FCA CF] Proprietary trader (2 Sep 2022 to 17 Mar 2023)
• Philip David Geoffrey Abbott

  IRN PDA01065

  • SMF3 Executive Director (since 1 Mar 2022)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2025)
  • CF11 Money Laundering Reporting (24 Feb 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (24 Feb 2017 to 8 Dec 2019)
• Philip Dawes

  IRN PXD00180

  • [FCA CF] Algorithmic trading (since 9 Dec 2019)
• Pietro Petitti

  IRN PXP00328

  • [FCA CF] Client dealing (5 Sep 2023 to 31 Jul 2025)
• Piotr Kram

  IRN PXK00250

  • [FCA CF] Algorithmic trading (11 Oct 2021 to 25 Mar 2024)
• Pranav Prabhu

  IRN PXP00384

  • [FCA CF] Client dealing (since 15 May 2025)
• Rad Ploshtakov

  IRN RXP00248

  • [FCA CF] Algorithmic trading (9 Dec 2019 to 30 Jun 2021)

No changes recorded yet.