DRW GLOBAL MARKETS LTD

• Principal Place of Business

  The Leadenhall Building

  122 Leadenhall Street

  London

  City Of London

  EC3V 4AB

  UNITED KINGDOM

  Phone

  +442072821000

  Web

  https://www.drw.com

• Complaints Contact

  The Leadenhall Building

  122 Leadenhall Street

  London

  City Of London

  EC3V 4AB

  UNITED KINGDOM

  Phone

  +442072821000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rahul Pattani

  IRN RXP00465

  • [FCA CF] Algorithmic trading (since 11 Jan 2023)
• Richard Romance

  IRN RXR00441

  • [FCA CF] Client dealing (13 Sep 2024 to 2 Apr 2026)
• Robert Armour

  IRN RXA02078

  • CF10 Compliance Oversight (2 Nov 2016 to 13 Feb 2017)
  • CF11 Money Laundering Reporting (2 Nov 2016 to 13 Feb 2017)
• Robert Newton

  IRN RXN00106

  • [FCA CF] Client dealing (since 10 Jul 2025)
  • [FCA CF] Algorithmic trading (9 Dec 2019 to 1 Sep 2024)
• Rolf Albin Jaldevik

  IRN RXJ00314

  • [FCA CF] Client dealing (since 21 Aug 2024)
• Ronan Mullan

  IRN RXM87429

  • [FCA CF] Client dealing (since 1 Apr 2021)
  • [FCA CF] Proprietary trader (1 Apr 2021 to 2 Apr 2021)
• Ryan Mukherjee

  IRN RXM00914

  • [FCA CF] Client dealing (since 1 Nov 2023)
• Saher Esmeir

  IRN SXE22968

  • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
• Sam Brightman

  IRN SXB03649

  • [FCA CF] Algorithmic trading (20 Sep 2022 to 2 Apr 2026)
• Sami Massih

  IRN SXM01788

  • [FCA CF] Client dealing (since 16 Oct 2023)

No changes recorded yet.