Date authorised
2 November 2016
Companies House
09240825
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    City Of London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +442072821000
  • Complaints Contact

    The Leadenhall Building
    122 Leadenhall Street
    London
    City Of London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +442072821000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jakub Godula

    IRN JXG00480

    • [FCA CF] Algorithmic trading (14 Jul 2021 to 2 Apr 2026)
  • James Makoto Hennessy

    IRN JXM01837

    • [FCA CF] Client dealing (17 Jan 2024 to 9 Jul 2025)
  • James Peacock

    IRN JXP01101

    • [FCA CF] Client dealing (since 28 Mar 2025)
  • Jan Schwarz

    IRN JXS02579

    • [FCA CF] Client dealing (since 15 Jul 2025)
  • Jash Juthani

    IRN JXJ00134

    • [FCA CF] Client dealing (since 17 Mar 2023)
    • [FCA CF] Proprietary trader (6 Jul 2020 to 17 Mar 2023)
  • Jaspal Singh Hunjan

    IRN JSH01217

    • [FCA CF] Client dealing (since 9 Aug 2024)
  • Jefferson Kist

    IRN JXK00522

    • [FCA CF] Client dealing (since 2 May 2023)
  • Jeremy Mark Mooney

    IRN JMM01402

    • [FCA CF] Algorithmic trading (since 25 Sep 2023)
  • Jishnu Abhijith Balu

    IRN JXA00544

    • [FCA CF] Client dealing (since 11 Jul 2023)
  • Joep ten Wolde

    IRN JXT00424

    • [FCA CF] Client dealing (since 17 Mar 2023)
    • [FCA CF] Proprietary trader (14 Mar 2022 to 17 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

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