Date authorised
2 November 2016
Companies House
09240825
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Leadenhall Building
    122 Leadenhall Street
    London
    City Of London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +442072821000
  • Complaints Contact

    The Leadenhall Building
    122 Leadenhall Street
    London
    City Of London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +442072821000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Han Xuanyuan

    IRN HXX00003

    • [FCA CF] Algorithmic trading (11 Jan 2023 to 7 Apr 2026)
  • Hang Lou

    IRN HXL00237

    • [FCA CF] Client dealing (since 7 May 2025)
  • Hassan Ajakane

    IRN HXA01311

    • [FCA CF] Client dealing (5 Jul 2023 to 18 Jul 2025)
  • Hayn Park

    IRN HXP01155

    • [FCA CF] Proprietary trader (28 Sep 2022 to 29 Sep 2022)
    • [FCA CF] Client dealing (28 Sep 2022 to 18 Dec 2025)
  • Henri Jean Leowski

    IRN HXL00077

    • [FCA CF] Client dealing (since 21 Nov 2023)
  • Hidetaka Kobayashi

    IRN HXK01121

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Holger Grund

    IRN HXG00023

    • [FCA CF] Algorithmic trading (24 Jan 2022 to 20 Dec 2024)
  • Ian Campbell McWilliam

    IRN IXM01796

    • [FCA CF] Client dealing (since 16 Apr 2026)
  • Irene Perdomo Nostrani

    IRN IXP01143

    • [FCA CF] Client dealing (23 Jan 2025 to 18 Dec 2025)
  • Ivan Kotegov

    IRN IXK00047

    • [FCA CF] Algorithmic trading (since 19 Oct 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.