Dragon Capital Markets (Europe) Limited

• Principal Place of Business

  Hanover Square Offices Ltd

  14 Hanover Square

  London

  Westminster

  W1S 1HN

  UNITED KINGDOM

  Phone

  +447958937633

  Web

  https://www.dragoncapital.com

• Complaints Contact

  Hanover Square Offices Ltd

  14 Hanover Square

  London

  Westminster

  W1S 1HN

  UNITED KINGDOM

  Phone

  +447958937633

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

• David Nicholas Ainsworth

  IRN DNA01030

  • SMF3 Executive Director (9 Dec 2019 to 30 Aug 2021)
  • CF1 Director (27 Oct 2016 to 8 Dec 2019)
  • CF30 Customer (27 Oct 2016 to 8 Dec 2019)
• Dominic Scriven

  IRN DXS01824

  • CF1 Director (5 Jun 2006 to 6 Oct 2016)
• Fabian Andreas Salvi

  IRN FAS01051

  • CF1 Director (24 Feb 2014 to 1 Sep 2016)
  • CF30 Customer (24 Feb 2014 to 1 Sep 2016)
• Fraser John Archibald Wilson

  IRN FXW08151

  • CF30 Customer (9 Nov 2018 to 8 Dec 2019)
• Gopi Amirthalingam

  IRN GXL01131

  • CF30 Customer (21 Aug 2009 to 19 Jun 2017)
• John Shrimpton

  IRN JXS02137

  • CF1 Director (5 Jun 2006 to 10 Mar 2010)
• John William Bridgman

  IRN JWB01072

  • CF30 Customer (21 Aug 2009 to 1 Feb 2017)
• Lisa Joanne Hayward

  IRN LXH00629

  • SMF16 Compliance Oversight (since 6 Jul 2025)
  • SMF3 Executive Director (since 6 Jul 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jul 2025)
• Mark Edward Ambrose

  IRN MEA01039

  • CF30 Customer (21 Aug 2009 to 14 Oct 2010)
• Mike Robinson

  IRN MXR01940

  • CF30 Customer (25 May 2011 to 12 Aug 2013)

• Lingbridge Ltd (no longer appointed)

  FRN 504348 · Appointed 31 Jul 2009 · Until 1 Jul 2017 · Tied agent

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