Dragon Capital Markets (Europe) Limited

Date authorised
1 April 2013
Companies House
05500893
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hanover Square Offices Ltd
    14 Hanover Square
    London
    Westminster
    W1S 1HN
    UNITED KINGDOM
    Phone
    +447958937633
    Web
    https://www.dragoncapital.com

  • Complaints Contact

    Hanover Square Offices Ltd
    14 Hanover Square
    London
    Westminster
    W1S 1HN
    UNITED KINGDOM
    Phone
    +447958937633

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nancy Lee

    IRN NIL01004

    • CF30 Customer (20 Nov 2008 to 9 Jul 2013)
    • CF1 Director (20 Nov 2008 to 9 Jul 2013)
  • Nicole Ling Wah Kwan

    IRN NLK00005

    • CF30 Customer (21 Aug 2009 to 4 Oct 2010)
  • Rachel Claire Provest

    IRN RCP01070

    • CF30 Customer (1 Jun 2008 to 31 Aug 2010)
    • CF1 Director (5 Jun 2006 to 31 Aug 2010)
  • Rachel Nancy Hill

    IRN RNH01043

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Jul 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Jul 2025)
    • SMF3 Executive Director (9 Dec 2019 to 28 Jul 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 4 Aug 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Jun 2006 to 8 Dec 2019)
    • CF1 Director (5 Jun 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Jun 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (5 Jun 2006 to 31 Oct 2007)
    • CF3 Chief Executive (5 Jun 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (5 Jun 2006 to 31 Oct 2007)
  • Sally Jasmin Sarma

    IRN SJS01240

    • CF30 Customer (21 Jan 2011 to 9 May 2011)
  • Steven John Mantle

    IRN SXM00941

    • [FCA CF] Significant management (since 31 Jul 2025)
    • SMF1 Chief Executive (since 26 Jul 2025)
    • [FCA CF] Client dealing (since 11 Jan 2024)
    • SMF3 Executive Director (since 14 Aug 2022)
  • Thuy Anh Nguyen

    IRN TXN01054

    • [FCA CF] Client dealing (since 4 Apr 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Lingbridge Ltd (no longer appointed)

    FRN 504348 · Appointed 31 Jul 2009 · Until 1 Jul 2017 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.