Dragon Brokers Limited

Date authorised
1 July 2013
Companies House
08483574
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dragon Brokers Ltd
    Stafford Court
    145 Washway Road
    Sale
    Trafford
    M33 7PE
    UNITED KINGDOM
    Phone
    +4401619745858
    Web
    https://www.thedragonnetwork.co.uk

  • Complaints Contact

    Dragon Brokers Ltd
    Stafford Court
    145 Washway Road
    Sale
    Trafford
    M33 7PE
    UNITED KINGDOM
    Phone
    +4401619743284

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sean Colin Wooller

    IRN SXW00657

    • Appointed representative dealing with clients for which they require qualification (8 Aug 2022 to 24 Oct 2022)
  • Sean Grieves

    IRN SXG00781

    • Appointed representative dealing with clients for which they require qualification (15 Jul 2024 to 18 Feb 2025)
    • CF1 Director (AR) (9 Jul 2024 to 19 Feb 2025)
  • Shabina Chaunkria

    IRN SXC01216

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 30 Sep 2024)
    • CF1 Director (AR) (since 13 Sep 2024)
  • Shazad Khawaja

    IRN SXK02994

    • CF1 Director (AR) (25 Jun 2018 to 1 Oct 2019)
  • Sheraz Akram

    IRN SXA00575

    • Appointed representative dealing with clients for which they require qualification (16 May 2022 to 4 Nov 2022)
    • CF30 Customer (10 May 2022 to 22 Aug 2022)
  • Shmuel Friedman

    IRN SXF00193

    • [FCA CF] Functions requiring qualifications (24 Mar 2021 to 11 Aug 2021)
  • Shona Laurina McColl

    IRN SXM00950

    • Appointed representative dealing with clients for which they require qualification (7 Feb 2022 to 25 Nov 2024)
    • CF1 Director (AR) (25 Jan 2022 to 25 Nov 2024)
  • Simon Wayne Smith

    IRN SWS01060

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 19 Feb 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (19 Feb 2019 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jul 2013 to 30 Sep 2018)
    • CF1 Director (1 Jul 2013 to 8 Dec 2019)
  • Sintia Maria Teresa Do Rosario

    IRN SXR00851

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 5 Aug 2024)
    • CF30 Customer (since 12 Jul 2024)
  • Stefan Jon Kordecki

    IRN SJK01168

    • CF1 Director (AR) (23 Jul 2015 to 14 Sep 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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