Simon Wayne Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Charterhouse Claims Limited
FRN 832999
- Director of firm who is not a certification employee or a SMF manager (since 11 Oct 2022)
Curzon Claims Ltd
FRN 836011
- Director of firm who is not a certification employee or a SMF manager (since 30 Jul 2020)
Dragon Brokers Limited
FRN 599430
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 19 Feb 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF10 Compliance Oversight (19 Feb 2019 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Jul 2013 to 30 Sep 2018)
- CF1 Director (1 Jul 2013 to 8 Dec 2019)
Dragon Corporate Limited (no longer approved here)
FRN 592782
- CF1 Director (19 Mar 2013 to 21 Aug 2013)
- Responsible for Insurance Mediation (19 Mar 2013 to 2 May 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.