Downing LLP

• Principal Place of Business

  Downing LLP

  10 Lower Thames Street

  London

  City Of London

  EC3R 6AF

  UNITED KINGDOM

  Phone

  +4402038625984

  Web

  https://www.downing.co.uk

• Complaints Contact

  Downing LLP

  10 Lower Thames Street

  London

  City Of London

  EC3R 6AF

  UNITED KINGDOM

  Phone

  +4402038625984

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Limited to advising retail clients in relation to corporate finance and venture capital business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jack Eadie

  IRN JXE00165

  • [FCA CF] Client dealing (20 Jul 2021 to 4 Jul 2022)
  • [FCA CF] Manager of certification employee (20 Jul 2021 to 4 Jul 2022)
• James Lynch

  IRN JLL01060

  • [FCA CF] Client dealing (31 Oct 2020 to 19 Apr 2021)
  • CF30 Customer (24 Feb 2012 to 8 Dec 2019)
• James Robert Terence Lewis

  IRN JRL01141

  • CF30 Customer (31 May 2013 to 8 Dec 2019)
• Jean Birrell

  IRN JXB00701

  • [FCA CF] Client dealing (31 Oct 2020 to 29 Nov 2023)
• Joanne Linda Weaver

  IRN JLW01138

  • CF30 Customer (12 Sep 2011 to 25 Sep 2018)
• John Eric Milad

  IRN JEM01134

  • [FCA CF] Client dealing (9 Jan 2023 to 17 Nov 2023)
• Jonathan Boss

  IRN JRB01307

  • [FCA CF] Client dealing (since 31 Oct 2020)
  • CF4 Partner (27 Jan 2016 to 9 Dec 2019)
  • CF30 Customer (17 Jun 2011 to 8 Dec 2019)
• Jonathan Jordan

  IRN JXJ00137

  • [FCA CF] Significant management (31 Oct 2020 to 6 Jul 2022)
• Jonathan Maximillian Gumpel

  IRN JMG00007

  • [FCA CF] Client dealing (since 15 Sep 2025)
• Joshua McCathie

  IRN JXM03799

  • [FCA CF] Client dealing (since 31 Oct 2020)

• Downing Global LLP (no longer appointed)

  FRN 915728 · Appointed 25 Oct 2019 · Until 5 Oct 2021 · Tied agent

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