Dowgate Capital Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
15 Fetter LaneLondonEC4A 1BWUNITED KINGDOM- Phone
- +442039037715
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Complaints Contact
Dowgate Capital15 Fetter LaneLondonCity Of LondonEC4A 1BWUNITED KINGDOM- Phone
- +442037584737
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Terence William Green
IRN TWG01012
- CF21 Investment Adviser (25 Feb 2004 to 3 Apr 2006)
- CF26 Customer Trading (15 Oct 2003 to 26 Oct 2006)
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Thomas Levi Like
IRN TLL01018
- CF30 Customer (2 Jan 2018 to 8 Dec 2019)
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Timothy David Webb
IRN TDW01030
- [FCA CF] Material risk taker (since 31 Dec 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (12 Nov 2018 to 8 Dec 2019)
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Trevor Alan Mansfield
IRN TAM01033
- CF21 Investment Adviser (26 Sep 2003 to 22 Dec 2006)
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William Bonner-Davies
IRN RWB01113
- [FCA CF] Client dealing (4 Jan 2023 to 10 Mar 2025)
- [FCA CF] Functions requiring qualifications (4 Jan 2023 to 10 Mar 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.