Date authorised
1 April 2013
Companies House
02474423
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Fetter Lane
    London
    EC4A 1BW
    UNITED KINGDOM
    Phone
    +442039037715
  • Complaints Contact

    Dowgate Capital
    15 Fetter Lane
    London
    City Of London
    EC4A 1BW
    UNITED KINGDOM
    Phone
    +442037584737

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Terence William Green

    IRN TWG01012

    • CF21 Investment Adviser (25 Feb 2004 to 3 Apr 2006)
    • CF26 Customer Trading (15 Oct 2003 to 26 Oct 2006)
  • Thomas Levi Like

    IRN TLL01018

    • CF30 Customer (2 Jan 2018 to 8 Dec 2019)
  • Timothy David Webb

    IRN TDW01030

    • [FCA CF] Material risk taker (since 31 Dec 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Nov 2018 to 8 Dec 2019)
  • Trevor Alan Mansfield

    IRN TAM01033

    • CF21 Investment Adviser (26 Sep 2003 to 22 Dec 2006)
  • William Bonner-Davies

    IRN RWB01113

    • [FCA CF] Client dealing (4 Jan 2023 to 10 Mar 2025)
    • [FCA CF] Functions requiring qualifications (4 Jan 2023 to 10 Mar 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.