Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
D N B Bank A S AThe Walbrook Building25 WalbrookLondonCity Of LondonEC4N 8AFUNITED KINGDOM- Phone
- +442076216070
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Complaints Contact
D N B Bank A S AThe Walbrook Building25 WalbrookLondonCity Of LondonEC4N 8AFUNITED KINGDOM- Phone
- +442076211111
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Loan Servicing
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- · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jesper Ingilsden
IRN JXI44424
- [FCA CF] Client dealing (since 7 Mar 2016)
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Jesper Meyer Hatletveit
IRN JMH01392
- CF30 Customer (20 Oct 2015 to 6 Mar 2016)
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Jimi Lehtonen
IRN JXL44425
- [FCA CF] Client dealing (1 Sep 2017 to 31 Dec 2021)
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Johan Klas Frosslund
IRN JKF01014
- CF30 Customer (3 Dec 2009 to 25 Feb 2014)
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John Emil Love Fruhling
IRN JEF01050
- [FCA CF] Client dealing (since 2 Sep 2019)
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John J Schraff
IRN JJS01047
- CF30 Customer (30 Apr 2012 to 6 Mar 2016)
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John Philip Sawyer
IRN JPS01149
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (22 Dec 2003 to 31 Oct 2007)
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Jonathan Durant
IRN JCD01053
- [FCA CF] Client dealing (7 Mar 2016 to 31 Aug 2021)
- CF30 Customer (30 Oct 2013 to 6 Mar 2016)
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Jonathan Max Jenssen
IRN JMJ01083
- CF30 Customer (12 Nov 2012 to 31 Jan 2015)
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Joseph Paul Robinson
IRN JPR01057
- CF30 Customer (28 Jun 2010 to 29 Jun 2012)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.