Direct Life and Pension Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Simon Reeves
IRN SXR00028
- CF1 Director (AR) (31 Oct 2004 to 1 Jan 2006)
Stephen Paul Gallagher
IRN SPG00016
- CF1 Director (AR) (24 Nov 2004 to 1 Jan 2006)
Stuart Whittle
IRN SJW01485
- Director of firm who is not a certification employee or a SMF manager (21 Jun 2022 to 30 Apr 2023)
Thillainathar Karunathasan
IRN TXK01189
- CF1 Director (AR) (31 Oct 2004 to 8 Dec 2005)
Timothy Nicholas Mather
IRN TNM00016
- CF2 Non Executive Director (30 Oct 2014 to 25 May 2016)
Toni Smith
IRN TXS02148
- Director of firm who is not a certification employee or a SMF manager (22 Jan 2021 to 14 Feb 2022)
Valerie Christine Morton
IRN VCM01006
- CF4 Partner (AR) (31 Oct 2004 to 1 Jan 2006)

Smaller firms operating under this firm's FCA authorisation.

Wealth Sentinel Ltd (no longer appointed)
FRN 806584 · Appointed 16 Apr 2018 · Until 22 Nov 2018
TOTAL SOLUTIONS FINANCIAL SERVICES LIMITED (no longer appointed)
FRN 690685 · Appointed 30 Apr 2015 · Until 12 Oct 2015
Atlantic Securities Limited (no longer appointed)
FRN 601636 · Appointed 24 May 2013 · Until 1 Apr 2015
What Group Ltd (no longer appointed)
FRN 599121 · Appointed 11 Apr 2013 · Until 16 Apr 2013
The Motley Fool Ltd (no longer appointed)
FRN 422737 · Appointed 4 Apr 2007 · Until 5 Jun 2013
MJS Mortgage Consultants Ltd (no longer appointed)
FRN 442868 · Appointed 2 Dec 2005 · Until 12 Dec 2005
Ardent Mortgage Solutions (no longer appointed)
FRN 442820 · Appointed 1 Dec 2005 · Until 1 Jan 2006
Chris O'Neill (no longer appointed)
FRN 441406 · Appointed 3 Nov 2005 · Until 1 Jan 2006
Caledonian Mortgage Control (no longer appointed)
FRN 416347 · Appointed 1 Nov 2005 · Until 1 Jan 2006
Tony Powell Mortgage Services (no longer appointed)
FRN 441078 · Appointed 26 Oct 2005 · Until 1 Jan 2006

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.